Futu Securities seeks a Compliance Manager to develop compliance policies, monitor IPO activities, conduct risk assessments/audits, and provide training. Requirements: relevant degree; 5–10 years' HK licensed-institution compliance experience with 3+ years in IPOs; knowledge of SFC Corporate Finance Adviser Code; English, Chinese and Mandarin fluency.
Core skills
Compliance policies and proceduresIPO regulatory complianceRisk assessmentCompliance auditingSFC Corporate Finance Adviser Code of ConductCross-departmental collaboration
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