About the role
FinEx AI summary
Provides compliance advisory across licensing, investment, custody, trustee, insurance and business units, ensuring adherence to internal controls and regulations. Handles regulator enquiries, conducts compliance reviews, tracks regulatory changes, and delivers internal training. Requires a relevant degree, 7+ years' banking compliance experience, and HKMA/SFC knowledge.
Core skills
regulatory compliancecompliance advisoryHKMA regulationsSFC regulationslicensingcompliance reviews and self-assessments