About the role
FinEx AI summary
Provides independent compliance oversight for Morgan Stanley's APAC infrastructure teams, primarily Operations and Finance. Monitors and advises on regulatory requirements from regulators such as the SFC, HKMA, MAS and ASIC, covering reporting, client assets, clearing, margins and settlement. Reports to local and global management, supports governance and delivers training.
Core skills
ComplianceRegulatory MonitoringRegulatory ReportingTransaction ReportingClient AssetsClearing