About the role
FinEx AI summary
Supports regional Equity Sales and Execution across Prime, Futures, Derivatives, Clearing and Agency Execution. Drives strategic initiatives, regulatory compliance, governance and control improvements, and process efficiency. Coordinates with Legal, Risk, Finance, Operations, Technology and Compliance on risk mitigation and remediation.
Core skills
Equity SalesBusiness ExecutionBusiness ManagementRegulatory ComplianceRisk ManagementControl Framework