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Hong Kong Exchanges and Clearing Limited

Senior Vice President - Central Compliance

Hong KongFinance

About the role

FinEx AI summary

Leads the Compliance Policy and Standards Team within Group Compliance, setting and maintaining the group-wide compliance framework, policies and standards. Covers market integrity, conduct, conflicts, financial crime, personal account dealing, information barriers, bribery and AML. Reports to the Head of Group Compliance.

Core skills

Compliance PolicyRegulatory ComplianceMarket IntegrityConduct RiskConflicts of InterestFinancial Crime Compliance

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