Assistant VP (Wealth Management Compliance) - CMB Wing Lung Bank
Hong Kong SARFinance
About the role
FinEx AI summary
Ensure regulatory compliance for the wholesale wealth management business, conduct risk assessments, develop policies, provide training, monitor operations, and maintain collaboration with other departments. Requires a bachelor's degree and at least 8 years of compliance experience in financial institutions.
Core skills
Regulatory ComplianceRisk AssessmentPolicy DevelopmentCompliance TrainingMonitoring and ReportingClient Protection
Similar roles
More live opportunities matched by discipline and skills.