About the role
FinEx AI summary
This role involves monitoring investment activities to ensure compliance with Hong Kong regulations (IA, SFC, HKMA), developing compliance policies, reviewing investment legal documents, and handling regulatory communication and internal investigations. Candidates should have about 5 years of relevant experience in investment risk, compliance, or legal review, preferably within insurance asset management.
Core skills
investment complianceregulatory compliancerisk managementlegal document reviewEnglish legal documentsChinese (Cantonese/Mandarin)