Compliance role for private banking and wealth management, covering regulatory advice, product and policy reviews, compliance reviews, training, and committee work. Also handles regulatory communications, examinations, reporting, and remediation/process improvement projects. Requires knowledge of Hong Kong banking and securities regulations and English/Chinese/Putonghua.
Core skills
Compliance advisoryPrivate banking and wealth managementProduct and policy reviewCompliance reviewsRegulatory reportingBanking Ordinance
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