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China CITIC Bank International Limited

Assistant General Manager, Legal and Compliance

Hong Kong SAROperations

About the role

FinEx AI summary

Provides legal and compliance coverage for the Securities Services business, including Fund Administration, Custodian and Trustee services. Acts as lead adviser, Manager-In-Charge for Compliance under SFC RA 13, and main contact with the SFC. Reviews and negotiates legal agreements, monitors regulatory developments and conducts compliance reviews.

Core skills

LegalComplianceSecurities ServicesFund AdministrationCustodianTrustee

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