← All roles

Hong Kong Exchanges & Clearing Ltd

AVP - Listing Regulation and Enforcement

Hong Kong SARFinance

About the role

FinEx AI summary

Lead a sub-team monitoring 80-120 listed issuers for Listing Rules compliance, including waivers, listing applications, and issuer communications. Conduct proactive monitoring, resolve complex issues, and support accounting and legal reviews. Also train junior members and contribute to departmental projects.

Core skills

Listing Rules complianceListing Rules interpretationListing applicationsWaiver applicationsRegulatory monitoringAccounting

Similar roles

More live opportunities matched by discipline and skills.

Explore all roles →