Senior Manager/ Manager/ Assistant Manager, Business Compliance
Hong Kong SARFinance
About the role
FinEx AI summary
First-line compliance role in private banking advising the business on compliance and control matters. Conducts transaction monitoring, business reviews, self-assessments and regulatory reporting, and reviews marketing and product materials. Requires at least three years of banking experience including one year in private banking compliance.
Core skills
Business ComplianceTransaction MonitoringPrivate BankingOperational Risk ManagementRegulatory ReportingInvestment Products
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