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United Overseas Bank Limited

Vice President, Regulatory Compliance

Causeway Bay, Wan Chai DistrictFinance

About the role

FinEx AI summary

Conducts compliance reviews, thematic assessments, and monitoring across business and support functions per the annual Compliance Plan. Assesses regulatory and compliance risks, evaluates control effectiveness, tests controls, and tracks remediation progress. Reports findings and key risks to management and governance forums.

Core skills

Regulatory ComplianceCompliance ReviewsRisk AssessmentControl TestingRegulatory MonitoringRemediation Tracking

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