About the role
FinEx AI summary
Monitor investment activities for compliance with IA, SFC and HKMA requirements, develop compliance policies and monitoring tools, and review legal documents for alternative investment funds. Conduct risk identification, assessment and reporting, handle regulator inquiries, and lead internal investigations into compliance breaches. Requires about five years of investment risk, compliance or legal review experience.
Core skills
Investment ComplianceRegulatory ComplianceInvestment Risk ManagementLegal Document ReviewRisk AssessmentRegulatory Reporting