Conduct risk assessments, develop annual compliance review plans, and ensure reviews meet deadlines with practical recommendations. Report material deficiencies to senior management and coordinate AML/CFT reviews by regulators, auditors, and Head Office. Requires five years of FCC/AML compliance or audit experience and HKMA, SFC, and IA regulatory knowledge.
Core skills
AML/CFT complianceFCC compliancerisk assessmentcompliance reviewauditbig data analysis
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