About the role
FinEx AI summary
Provides compliance coverage to the firm's Equities, FICC and Wealth Management businesses in Hong Kong, focusing on sales and trading activities. Advises business units, reviews new products, maintains policies, handles incidents, and liaises with regulators and auditors.
Core skills compliance advisory equities FICC wealth management regulatory requirements AML
Role details
Work style On-Site
Posted 26 Oct 2026
Finance
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Risk Analyst-Credit Risk
CICC
Hong Kong, Hong Kong SAR · HK$25,000–40,000/mo (AI-estimated)
Finance
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Global Banking & Markets, Quantitative Volatility Trading Researcher (Mid-Frequency), Vice President, Hong Kong
Goldman Sachs
Hong Kong, Hong Kong SAR · HK$116,500–175,000/mo (AI-estimated)
Finance
↗
Vice President - Regulatory Advisory & Market Compliance
Hong Kong Exchanges and Clearing Limited
Hong Kong · HK$80,000–120,000/mo (AI-estimated)
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