About the role
FinEx AI summary
Conducts enhanced due diligence on high-risk client onboarding, assessing financial crime and reputational risks and source of wealth. Liaises with front office and KYC teams, reviews higher-risk clients, advises on financial crime topics, and ensures compliance with KYC/AML standards. Part of UBS's Group Compliance and Operational Risk Control team.
Core skills
Enhanced Due Diligence (EDD)Financial Crime Risk AssessmentKYC / Client OnboardingSource of Wealth AssessmentAML RegulationsCompliance Policies and Procedures