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CICC

Compliance Officer (AML team)

Hong Kong, Hong Kong SAROther

About the role

FinEx AI summary

The role reports to the Head of AML Compliance in Hong Kong and performs AML/sanctions monitoring, transaction surveillance, KYC/client onboarding checks, FATCA/CRS reporting, and financial-crime compliance advice. It also reviews new business initiatives, updates compliance policies, provides training, and assists with regulatory inquiries and internal investigations.

Core skills

AML and sanctions risk monitoringtransaction surveillanceKYC/client onboarding complianceFATCA and CRS checks and reportingthird-party payment transaction reviewsfinancial crime regulatory advice

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