Compliance, Global Banking & Markets Compliance, Analyst, Hong Kong
Hong Kong, Hong Kong SARFinance
About the role
FinEx AI summary
Provides compliance coverage on the trading floor for Global Markets functions and equity products, including equities, derivatives, options, futures and swaps. Supports Equities sales, sales trading, trading and prime brokerage, interacting with traders and compliance and legal colleagues in and outside Hong Kong.
Core skills
ComplianceRegulatory Risk ManagementEquitiesEquity DerivativesSales and TradingPrime Brokerage
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