About the role
FinEx AI summary
A first-line Business Controls Officer for Liquid Financing in Hong Kong, maintaining the controls framework and supporting risk management. Responsibilities include driving control and regulatory change initiatives, coordinating audits, and advising senior stakeholders. Requires knowledge of equities, electronic and algorithmic trading, and Asian market rules.
Core skills
Equities and financing businessesElectronic tradingHigh-frequency tradingDirect Market Access (DMA)Algorithmic tradingRisk and controls