Business Oversight Compliance Specialist (Macro and Credit) - AVP
Hong Kong SARFinance
About the role
FinEx AI summary
Provides independent compliance oversight and guidance for the Fixed Income and Currencies businesses within Markets in Hong Kong. Supports the FIC Compliance Director on regulatory requirements, NAPA oversight, verification checks, training and MI production. Collaborates with business stakeholders, CCO and Legal to identify and manage compliance risks.