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The Bank of East Asia (BEA)

Compliance Manager (Local Regulatory Compliance Section) - Central Compliance

Hong Kong, Hong Kong SARFinance

About the role

FinEx AI summary

Develop and update the bank's non-AML regulatory compliance policies and advise departments on wealth management and banking compliance. Gatekeep compliance risks, deliver staff training, manage issue escalation and reporting, and handle regulator enquiries and examinations.

Core skills

Regulatory ComplianceWealth Management ComplianceSecurities ComplianceInsurance ComplianceMPF ComplianceBanking Compliance

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