About the role
FinEx AI summary
Responsible Officer overseeing SFC Type 1 and 4 regulated activities, including dealing, risk management, credit control, execution, and compliance. Formulates internal controls and policies, and supports management on business expansion. Requires degree, current Type 1 RO license, minimum 3 years RO experience, knowledge of SFO, and trilingual skills.
Core skills
SFC Type 1 and 4 regulated activitiesrisk managementcredit controldealing operationscompliance with Securities and Futures Ordinanceinternal control procedures