About the role
FinEx AI summary
The Manager, Compliance is responsible for developing and maintaining the market conduct compliance framework, policies and monitoring plans; conducting compliance reviews of sales practices, marketing materials, customer communications, claims and complaints; reviewing distribution initiatives; and tracking regulatory developments with impact assessments and implementation coordination.
Core skills
market conduct compliancecompliance framework developmentcompliance policies and procedurescompliance monitoring and reportingsales practices reviewadvertising and marketing materials review