About the role
FinEx AI summary
This compliance role at Sun Life Hong Kong involves investigating suspected non-compliance related to agency, developing and delivering compliance training, updating policies and procedures, conducting reviews and control testing, and preparing compliance reports. Candidates need a university degree and 8-10 years' experience, preferably in training, financial planning, or insurance.
Core skills
compliance investigationcompliance training program developmentcompliance policy and procedure draftingregulatory requirements knowledgemarket conduct risk assessmentinternal controls implementation