About the role
FinEx AI summary
Oversee sales conduct assurance and compliance with IA and MPFA regulations across Corporate Solutions and agency teams. Formulate and review internal, agent and sales procedures to maintain effective sales controls and governance. After onboarding and MPF licensing, assume Responsible Officer duties supervising MPF licensed staff and agents.
Core skills
Sales ComplianceRegulatory ComplianceMPF RegulationsInsurance Authority RegulationsSales GovernanceLicensing and CPD Management