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Hong Kong Exchanges and Clearing Limited

Assistant Vice President, Market Surveillance & Monitoring (Enforcement)

Hong KongOperations

About the role

FinEx AI summary

Supports enforcement of HKEX rules on Exchange and Clearing Participants through annual attestation, inspection programmes and thematic reviews. Assists with market education events, compliance bulletins, data analytics reporting, and UAT testing of rule enforcement systems. Collaborates with team members on internal policies and liaises with local and overseas regulators.

Core skills

Market SurveillanceTrade MonitoringRegulatory ComplianceEnforcementData AnalyticsUAT Testing

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