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Hong Kong Exchanges & Clearing Ltd

Assistant Vice President, Market Surveillance & Monitoring (Enforcement)

Hong Kong SAROperations

About the role

FinEx AI summary

Supports enforcement of HKEX rules on Exchange and Clearing Participants through annual attestation, inspection and thematic reviews. Assists with market education events, compliance bulletins, data analytics reporting and UAT testing of enforcement systems. Collaborates with regulators and internal stakeholders to maintain fair and orderly markets.

Core skills

Market SurveillanceTrade MonitoringRegulatory ComplianceData AnalyticsUAT TestingRule Enforcement

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