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Hong Kong Exchanges & Clearing Ltd

Assistant Vice President

Hong Kong SARFinance

About the role

FinEx AI summary

AVP in Central Compliance covering employee compliance, financial crime compliance, compliance projects, governance and regulatory engagement. Responsible for implementing compliance programs and controls, advising the business, leading group-wide projects, and liaising with regulators.

Core skills

Employee ComplianceAnti-Bribery & Anti-CorruptionConflicts of InterestWhistleblowingFinancial Crime ComplianceRisk Assessment

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