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Hong Kong Exchanges & Clearing Ltd

Assistant Vice President, Market Surveillance & Monitoring (Enforcement)

Hong Kong SAROperations

About the role

FinEx AI summary

Supports enforcement of HKEX rules on Exchange and Clearing Participants through annual attestation, inspections and thematic reviews. Assists with market education events, prepares analytics and reporting, performs UAT testing, and liaises with local and overseas regulators.

Core skills

Market SurveillanceTrade MonitoringRegulatory ComplianceData AnalyticsUAT TestingRule Enforcement

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