← All roles

UOB

Vice President, Regulatory Compliance

Central & Western District, Hong Kong SARFinance

About the role

FinEx AI summary

Conducts compliance reviews, thematic assessments and monitoring across business and support functions per the annual Compliance Plan. Assesses regulatory compliance, identifies risks and control gaps, and performs control testing and follow-up reviews. Monitors regulatory developments and reports findings and remediation progress to management and governance forums.

Core skills

Regulatory ComplianceCompliance ReviewsRisk AssessmentControl TestingRegulatory MonitoringRemediation Management

Similar roles

More live opportunities matched by discipline and skills.

Explore all roles →